Ex-UBS ‘Top’ Ohio Broker Registers as Indie after Unexpected Dismissal – AdvisorHub

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Craig Findley (fourth from left), former top UBS broker in Ohio, poses with members of his 11-person team at new Schwab-custodied RIA, including advisors Brian Funkhouser and Rob Retzloff (fifth and ninth from left) and retirement plan He first registered as a broker in 1992 with Everen Securities.

The latest Tweets from AdvisorHub (@advisorhubinc). Merrill Lynch dismissed a top-ranked broker in Norfolk, Virginia, last week in the aftermath of his dressing-down a member of Customers of UBS Wealth Management Americas withdrew a net $8.3 billion in the second quarter, reflecting the.

UBS takes career advancement seriously. UBS practices intern mobility and it is a wonderful place to work. I plan to join the company as a full time employee and would recommend it to anyone who is willing work hard.

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Dismissal rules are contingent on attempted NU credit hours. A student will be dismissed from UNL if any semester ends under the following conditions If a student is not enrolled for the Second Five-week Session, the probation/dismissal calculation will be made at the grade census date of the First.

After each evaluation, she informed you that your performance was not meeting the standard necessary if you were to continue in your position. After serious consideration, we have decided to ask for your resignation effective immediately. According to company policy, you will receive two.

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Swiss financial authorities have banned six former UBS traders and managers from working in Switzerland’s financial industry for periods ranging from one The authority also imposed a number of "corrective measures" on UBS, including a requirement to automate at least 95 percent of the global.